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The most important financial services activities licensed or registered by the QFMA and subject to its jurisdiction are:

  • Execution of securities purchase or sale’s orders for others.
  • Securities’ trading for own account.
  • Custody services (cash or securities).
  • Broker Agent.
  • Advice on securities. 
  • Securities’ investment management.
  • Investment trusteeship.
  • Underwriting issuance of securities.
  • Securities’ issuance management.
  • Market maker.
  • Liquidity providing.
  • Margin trading.
  • Securities’ lending and borrowing.
  • Securities marketing and promotion.
  • Listing advisor in securities.
  • Any other activity deemed by the QFMA to be added to these activities.