Licensees are subject to a specific set of regulations and rules governing conduct, disclosure, reporting, and risk management. These regulations ensure transparency and accountability in line with international best practices. Licensed companies shall comply with the QFMA’s requirements related to IT governance and cybersecurity, which mandate a robust digital infrastructure and data protection requirements, thereby enhancing the integrity and continuity of financial market activities.

All regulated companies and licensed individuals must operate in accordance with the regulatory framework issued by the QFMA. This framework defines the obligations, standards, and controls necessary to maintain the granted license. This includes full compliance with Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT) requirements in line with national legislation and international best practices, ensuring the protection of securities holders and traders and contributing to the integrity and stability of the financial markets.

The QFMA provides direct access to all relevant laws, instructions, circulars, and procedural guidelines to support full compliance with regulatory requirements. These documents are regularly updated and publicly available on the QFMA's website.