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The most important financial services activities licensed or registered by the QFMA and subject to its jurisdiction are:

  • ​ Execution of securities purchase or sale’s orders for a third party
  • Own securities’ trading
  • Investment trusteeship
  • Securities’ lending and borrowing
  • Margin trading
  • Advice on securities
  • Custody services (cash or securities)
  • Securities’ investment management
  • Underwriting issuance of securities.
  • Securities’ issuance management
  • Liquidity provider
  • Market maker
  • Listing’s advisor’s function in the venture market
  • External auditing of listed entities and entities subject to the Authority's supervision
  • Financial evaluation of listed entities and entities subject to the Authority's supervision
  • Operations and services conducted by regulated financial markets
  • Operations and services conducted by the Depository.
  • Operations and services conducted by clearing Companies.
  • Other operations, services and activities stipulated in the QFMA’s rules and regulations.
  • Broker agent.
  • Securities marketing and promotion.
  • Listing advisor in securities.
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