Legislation Legislative tool
Issued on Published in the Official G
Listing Rules for Funds’ Units (Amendment)
QFMAs Board Decision No. 2 of 2020
​17/05/2020
​11/06/2020 Issue No 10 
Investigation Committee Procedures (Amendment)
QFMAs Board Decision No. 7 of 2019
​23/10/2019
​18/02/2020 Issue No 4
Anti-Money Laundering and Combating Terrorism Financing Rules
QFMAs Board Decision No. 1 of 2020
​02/01/2020
​19/01/2020 Issue No 2
Market Maker Rules (Amendment)
QFMAs Board Decision No. 3 of 201909/07/2019
06/08/2019 Issue No 17
​Margin Trading Rules
​QFMAs Board Decision No. 4 of 201909/07/2019
06/08/2019 Issue No 17
​Financial Services Rulebook
​QFMAs Board Decision No. 5 of 2019
​02/05/2019
​19/06/2019 Issue No 12
​Governance Code for Listed Funds
​QFMAs Board Decision No. 2 of 2019
​06/05/2019
​19/06/2019 Issue No 12
​Listing Rules for Funds’ Units (Amended pursuant to QFMA’s Board Decision No. 2 of 2020)
​QFMAS Board Decision No.1 of 2019
​02/05/2019
​19/06/2019 Issue No 12

Offering & Listing of Securities Rulebook “Second Market” (Amendment)

QFMA’s Board Decision No. 5 of 2018  ​​19/02/2019​07/03/2019 Issue No 5​

Offering & Listing of Securities Rulebook (Amendment)

QFMA’s Board Decision No. 4 of 2018  ​​19/02/2019​07/03/2019 Issue No 5​​
Omnibus Orders Rules
QFMA’s Board Decision No. 3 of 2018  ​

26/09/2018​

18/11/2018 Issue No 17

Investigation Committee Procedures(Amendment)

QFMA’s Board Decision No. 2 of 2018 
14/01/2018
​ 

07/02/2018 Issue No 3

Rules and Procedures of Complaints (Amendment)

 QFMA’s Board Decision No. 1 of 2018    

14/01/2018
​07/02/2018 Issue No 3
Procedures of Delisting of Public Shareholding Company Listed in the Main Market as a result of Company’s Type Conversion
QFMA’s Board Decision No. 7 of 2017
23/11/2017
28/12/2017 Issue No 16
Rules of the Employees’ Incentive Shares Scheme in Listed Shareholding Companies Through Owning Shares in the Listed Company
QFMA’s Board Decision No. 6 of 2017
23/11/2017




 28/12/2017 Issue No 16

 Operational Procedures of Exchange-Traded Funds (ETFs)(Covered Short Selling Procedures (CSSP))
QFMA’s Board Decision No. 5 of 2017

 23/11/2017        

28/12/2017 Issue No 16

Market Maker Rules (Amended pursuant to QFMA’s Board Decision No. 3 of 2019)

 QFMA’s Board Decision No. 4 of 2017


28/12/2017 Issue No 16

Amendment of Some Provisions of Offering & Listing of Securities Rulebook “Second Market” Issued by Decision of the QFMA’s Board Chairman No. 2 of 2011 (Amendment)

QFMA’s Board Decision No. 3 of 2017
17/09/2017
08/10/2017 Issue No 11

Amendment of Some Provisions of Offering & Listing of Securities Rulebook Issued by Decision No. 3 of 2010 (Amendment)

QFMA’s Board Decision No. 2 of 2017
17/09/2017
08/10/2017 Issue No 11
Rules of Companies’ Conversion into Public Shareholding Ones for Listing in the Financial Market
QFMA’s Board Decision No. 1 of 2017
17/09/2017
08/10/2017 Issue No 11
Governance Code for Companies & Legal Entities Listed on the Main Market
QFMA’s Board Decision No. 5 of 2016
10/11/2016
15/5/2017 Issue No 6
Amendment of Some Provisions of Decision No. 3 of 2014 Concerning the Issuance of Selling Rights Issue Rules(Amendment)
QFMA’s Board Decision No. 4 of 2016
21/07/2016
28/8/2016 Issue No 10
QFMA’s Organizational Structure
QFMA’s Board Decision No. 2 of 2016
20/06/2016
18/6/2016 Issue No 8
Ownership of Shares in Listed Companies on QSE
QFMA’s Board Decision No. 1 of 2016
21/03/2016
30/5/2016 Issue No 6
Capital Adequacy Standards for Financial Services Companies
QFMA’s Board Decision No. 3 of 2015
28/12/2015
31/1/2016 Issue No 2
Amendment of Some Provisions of Decision No. 2 of 2014 Concerning the Issuance of Merger and Acquisition Rules(Amendment)
QFMA’s Board Decision No. 2 of 2015
14/10/2015
10/11/2015 Issue No 17
Offering & Listing of Securities on the Venture Market Rulebook (Amendment)
QFMA’s Board Decision No. 8 of 2014
21/10/2014
29/10/2014 Issue No 16

Rules for External Auditors and Financial Evaluators of Listed Entities & Entities Subject to the Authority’s Jurisdiction

QFMA’s Board Decision No. 7 of 2014

10/9/2014
2/10/2014 Issue No 15

Corporate Governance Code for SMEs Companies (Listed on the Venture Market)

QFMA’s Board Decision No. 5 of 2014

9/3/2014

25/3/2014 Issue No 5

Selling Rights Issue Rules (Amended pursuant to QFMA’s Board Decision No. 4 of 2016)

QFMA’s Board Decision No. 3 of 2014

9/3/2014
25/3/2014 Issue No 5

Merger and Acquisition Rules (Amended pursuant to QFMA’s Board Decision No. 2 of 2015)

QFMA’s Board Decision No. 2 of 2014

9/3/2014
25/3/2014 Issue No 5

Rules of Licensing and Regulating Depository

QFMA’s Board Decision No. 1 of 2014

9/3/2014
25/3/2014 Issue No 5

Amendment of Article (22) of Offering & Listing of Securities Rulebook (Amendment)

QFMA’s Board Decision No. 1 of 2013

28/01/2013
2/10/2014 Issue No 15

Direct Market Access Requirements

QFMA’s Board Chairman’s Decision No. 4 of 2012

6/6/2012
16/6/2013 Issue No 10

Liquidity Provider Rules

QFMA’s Board Chairman’s Decision No. 3 of 2012
6/6/2012
16/6/2013 Issue No 10

Securities Lending and Borrowing Activity

QFMA’s Board Chairman’s Decision No. 2 of 2012
6/6/2012
16/6/2013 Issue No 10

Rules for the Offering & Listing of Sukuk and Bonds

QFMA’s Board Chairman’s Decision No. 3 of 2011

28/12/2011

18/6/2012 Issue No 7
 Offering and Listing of Securities Rulebook Second Market (Amended pursuant to QFMA’s Board Decision No. 8 0f 2014 and to QFMA’s Board Decision No. 3 of 2017 and QFMA's Board Decision No. 5 of 2018 )
QFMA’s Board Chairman’s Decision No. 2 of 2011

28/12/2011

1/4/2012 Issue No 4

Dispute Settlement Regulations-

QFMA’s Board Decision No. 4 of 2010

29/12/2010
25/1/2011 Issue No 1
Offering & Listing of Securities Rulebook (Amended pursuant to QFMA’s Board Decision No. 1 0f 2013 and to QFMA’s Board Decision No. 2 of 2017 and QFMA's Board Decision No. 4 of 2018)

QFMA’s Board Chairman’s Decision No. 3 of 2010

10/11/2010
30/12/2010 Issue No 12

Rules and Procedures of Complaints  (Amended pursuant to QFMA’s Board Decision No. 1 0f 2018)

QFMA’s Board Decision No. 6 of 2009

4/5/2009

25/6/2009 Issue No 6

Investigation Committee Procedures (Amended pursuant to QFMA’s Board Decision No. 2 0f 2018 and to QFMA’s Board Decision No. 7 of 2019)

QFMA’s Board Decision No. 3 of 2009
4/5/2009
25/6/2009 Issue No 6
Disciplinary Committee Procedures
QFMA’s Board Decision No. 2 of 2009

4/5/2009
25/6/2009 Issue No 6